Read our latest industry insights, opinions and product solutions.
We previously highlighted the challenges relating to effected vs. settlement, omnibus vs. allocation trades and rules for reporting evergreen trades under the SEC’s 10c-1a final rule. As we inch closer to the May 2 publication date of FINRA’s 10c-1a rule interpretation, we explore 3 additional ambiguities that, without clarification, could hinder a smooth compliance.
EquiLend’s Head of Trading Solutions, Mike Norwood, shares his monthly market review for securities finance, highlighting trends throughout March alongside recent record highs seen across NGT.
Discover how EquiLend Spire’s bookkeeping and document storage solution can help protect your firm’s records from destruction, tampering and unauthorized intrusion. Stay compliant with ease!
EquiLend’s Kevin McNulty, Head of RegTech Solutions, dives into some of the intricacies of 10c-1a implementation while providing an analysis of the challenges and how EquiLend’s 10c-1a solution will support clients reporting needs.
Securities lending has undergone a significant transformation over the past three decades. From the sluggish pace of the T+5 settlement cycle, the industry is now accelerating to the brisk efficiency of T+1 settlements, reflecting a broader shift towards efficiency and precision.
Discover how EquiLend Spire can revolutionize your securities finance business processes. Read more to learn about its comprehensive modules and functionality.
In our latest analytical piece, we dive into our all-new EquiLend Risk Resolution Suite (R2S), which includes the Recalls Notification, Returns Notification and Settlement Monitor services all in one place, designed to facilitate seamless connectivity, monitor intra-day risks and streamline data across all three global solutions within a single user interface.
In our latest analytical piece, we explore the purpose, scope and legal challenges surrounding the implementation of SEC Rule 10c-1a while diving into how EquiLend’s ecosystem of solutions is uniquely positioned to help the market comply with 10c-1a’s reporting requirements.
EquiLend’s Mike Norwood, Head of Trading Solutions, shares his monthly market review for securities finance, highlighting trends seen throughout November.
EquiLend’s Mike Norwood, Head of Trading Solutions, shares his monthly market review for securities finance, highlighting trends seen throughout October.
At the recent Sibos Conference in Toronto, EquiLend’s Mike Norwood, Head of Trading Solutions, participated in a roundtable with Securities Finance Times to discuss the imminent launch of T+1 settlement and how firms can start preparing now.
EquiLend’s Head of Trading Solutions, Mike Norwood, shares his monthly market review for securities finance with some change of pace for September trading after a hot summer for markets.
In today’s Securities Finance Times RMA issue, EquiLend’s Ken DeGiglio, Chief Information Officer, reflects on the journey of EquiLend’s transformative 1Source initiative and the efficiencies it’s bringing to the marketplace by eliminating reconciliations for securities lending transactions.
In a recent discussion with The ValueExchange and Digital Asset, EquiLend’s Ken DeGiglio, Chief Information Officer, dives into the details of EquiLend’s 1Source initiative.
EquiLend’s Gabi Mantle, Head of Post-Trade Solutions, sat down with Finadium to discuss the imminent launch of T+1 and how firms are gearing up for the change ahead of May 2024.
EquiLend’s Kevin McNulty, Head of RegTech Solutions, reflects on speculation around the proposed SEC 10c-1 rule while considering the impact on markets and liquidity.
In our latest insight piece, we explore the impacts of the Securities Financing Transaction Regulation (SFTR) in the EU and UK, and the potential implementation of mandatory reporting for securities lending transactions in the U.S. under the proposed SEC 10c-1 rule.
EquiLend’s Head of Trading Solutions, Mike Norwood, shares his monthly market review for securities finance with some surprises for August trading.
EquiLend’s Andrew McCardle, Head of EquiLend Asia, sat down with Global Investor Group to discuss the role of digital transformation in the ever-evolving securities finance landscape while reflecting on EquiLend’s pivotal role in the early days of digital transformation 22 years ago.
EquiLend’s Mike Norwood, Head of Trading Solutions, gives his take on trading data and market movements seen throughout the month of July.
In a recent interview with Global Investor Group, EquiLend’s Gabi Mantle, Head of Post-Trade Solutions, reflects on the proposed SEC 10c-1 rule and the move to T+1 settlement while highlighting EquiLend’s complete T+1 solution, designed to increase speed at every touchpoint throughout the entire trade lifecycle with increased automation across the board.