SFTR Archives

SFTR and SEC Rule 10c-1: Two Roads to the Same Destination

Posted on September 18, 2023March 12, 2024 Christopher GohlkePosted in insight

In our latest insight piece, we explore the impacts of the Securities Financing Transaction Regulation (SFTR) in the EU and UK, and the potential implementation of mandatory reporting for securities lending transactions in the U.S. under the proposed SEC 10c-1 rule.

EquiLend SFTR: The System Behind the Solution

Posted on July 27, 2020April 10, 2024 Christopher GohlkePosted in insight

SFTR is the single most comprehensive piece of legislation which the securities finance market
has ever been subjected to, ahead of the legislative agenda driving the future introduction of CSDR.

Ready, Steady, Go: How EquiLend Is Delivering on SFTR

Posted on September 4, 2019May 14, 2025 Christopher GohlkePosted in insight

As we close in on Phase 1 Go Live for SFTR, it is time to take stock of industry preparations for perhaps the most significant change the securities financing industry has ever seen.